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Bundle · UAE SCA Cat 5

UAE Cat 5 Pack — ICWIM + UAE FRR

Both exams required for the UAE SCA Category 5 licence. Full ICWIM + full UAE FRR. 1,244 questions, 16 chapter walkthroughs, 2 cram sheets, one Gumroad license unlocks both. £79 (save £19).

What is the UAE SCA Category 5 licence?

The UAE Securities & Commodities Authority (SCA) issues categories of professional licence to individuals working in regulated financial-services roles. Category 5 is the licence typically required for:

To satisfy Cat 5, the SCA requires candidates to hold two qualifications:

  1. CISI ICWIM — for the investment / wealth-management substance
  2. UAE FRR — for the UAE-specific regulatory framework

These aren't SCA-run exams — they're delivered by CISI (via Pearson VUE) and accepted by SCA as the standard qualification stack. That's the pair the Cat 5 Pack bundles.

DFSA (DIFC) / FSRA (ADGM) candidates: the Cat 5 stack is aligned with the SCA onshore regime. Free-zone regulators (DFSA, FSRA) run separate competence frameworks — check with your firm before assuming Cat 5 satisfies them.

What's inside — 1,244 questions across 16 chapters

CISI ICWIM — International Certificate in Wealth & Investment Management

UAE FRR — CISI/SCA Financial Rules & Regulations

Combined totals

ICWIMUAE FRRBundle total
Practice questions6805661,244
Chapter walkthroughs8816
Cram sheets112
Quiz modes555 per course
License unlocksICWIM onlyFRR onlyBoth — one key

The £19 saving, plain and simple

Ready to build your Cat 5 stack?

One license, both exams. £79 saves you £19 and gets you the standard SCA Cat 5 qualification pair.

Who takes the Cat 5 stack?

New relocator to UAE finance

The most common Cat 5 candidate — someone joining a UAE-regulated wealth-management or advisory firm from overseas. The Cat 5 stack is the standard job requirement + the fastest path to a licensed role.

UAE-domestic career-changer

Moving from a UAE support role (operations, ops-risk, junior compliance) into a client-facing advisory role usually triggers Cat 5 requirements. ICWIM + UAE FRR is the standard prerequisite.

Graduate entering UAE wealth management

Increasingly common route — graduates joining private banks / boutique wealth managers in Dubai / Abu Dhabi are expected to have (or be actively pursuing) Cat 5 within 6-12 months of joining.

Consultant / non-UAE professional planning a UAE move

Cat 5 can be prepared for in your home country — CISI exams are delivered globally via Pearson VUE. Sitting both before you relocate is a common tactic for de-risking the UAE job search.

How to sequence ICWIM + UAE FRR

Option 1 — ICWIM first, then UAE FRR (recommended)

ICWIM's investment substance provides context for FRR's regulatory framing. Suitability, KYC, client money — you understand why the rules exist after covering the products. Target: sit ICWIM week 7-8, then focus on FRR weeks 8-12.

Option 2 — UAE FRR first (if you're UAE-domestic)

If you already work in UAE financial services, the regulatory context is familiar and FRR is quicker. Cleaner to get FRR done in ~4 weeks, then invest the bigger effort on ICWIM.

Total time budget

Assuming 8-10 hours per week alongside a full-time job: 10-13 weeks total for both exams sequentially.

Booking the Cat 5 licence itself. Once you've passed both CISI exams, you apply to SCA for the Cat 5 licence separately — this involves employer sponsorship, KYC, and (typically) an interview. The exams are the qualification prerequisite; the licence is issued by SCA after the employment + KYC steps.

Related products

CISI ICWIM only

£49

If you only need the wealth-management foundation (or aren't sitting for a Cat 5 licence).

UAE FRR only

£49

If you already hold ICWIM (or an equivalent) and just need the UAE regulatory piece.

CISI CFC

£49

Complementary AML/CFT specialisation — highly relevant post-UAE greylist.

FAQ

How does the "one license unlocks both" work?

When you buy the Cat 5 Pack, Gumroad emails you a single license key. Paste it at icwim.com/unlock and both ICWIM + UAE FRR unlock in your account — no separate keys, no separate purchases.

Can I take just one of the two exams and still use the pack?

Yes. Access doesn't expire. If you're only sitting ICWIM this year and FRR next year, that's fine — both courses stay unlocked forever.

Is Cat 5 required for DIFC / ADGM roles?

Cat 5 is the SCA onshore regime. DIFC (DFSA) and ADGM (FSRA) operate separate competence frameworks. Some free-zone roles accept CISI ICWIM (with local regulator-specific supplements); others require different exams. Check with your firm's compliance team.

What if I already hold ICWIM from before?

Buy UAE FRR standalone at £49. If you'd bought ICWIM from us previously and now want the pack, email us — we can usually credit the difference.

Do the CISI exams need to be sat in the UAE?

No. Both are delivered globally via Pearson VUE — you can sit them from your current country before relocating. Many candidates prepare + sit both while still in the UK, EU, or India before starting a UAE role.

Refund + access?

30-day Gumroad refund. One-time payment, permanent access — no expiry, no subscription.


CISI, ICWIM and UAE FRR are trademarks of the Chartered Institute for Securities & Investment. FinStudyHub is not affiliated with CISI or the UAE Securities & Commodities Authority. Content is original preparatory material calibrated to the published ICWIM + UAE FRR syllabi.